International law

 

Contents:
Objectives
Method

Timing

Materials

Preparation

Activities

Handouts:
Handout 3.1
Handout 3.2

Readings:
Reading 3.1
Reading 3.2
Reading 3.3
Reading 3.4
Reading 3.5

Presentation:
PowerPoint: International law

 

Objectives

At the end of this session, participants should:

  • have gained an understanding about the basics of international law;
  • be able to explain the following concepts: convention, ratification, customary law, and reservations;
  • be able to demonstrate how one of the main enforcement bodies of international law, the Security Council, works in complex emergencies;
  • be able to describe the basis for the use of force in international law.

Method

Presentation/lecture
Individual work: Quiz
Individual reading
Small group work

Timing

1 hour 30 minutes to 1 hour 40 minutes

Materials

PowerPoint Slides or Overhead Transparencies 3.1 to 3.17
Handout 3.1: "Treaty and customary law quiz"
Handout 3.2: "The Security Council and humanitarian issues"
Reading 3.1: "The basics of treaty and customary law"
Reading 3.2: "Charter of the United Nations (excerpts)"
Reading 3.3: "Security Council Resolution 678 on the situation in Kuwait/Iraq"
Reading 3.4: "Security Council Resolution 1199 on Kosovo"
Reading 3.5: "Security Council Resolution 794 on Somalia"
Video projector for PowerPoint presentation, or overhead transparency projector
Flipchart and markers

Preparation

Copy the handouts and readings for all participants.

Write on a flipchart sheet the six questions from the quiz, stating "true", "false" below each question. Keep the flipchart sheet covered for the moment.

Prepare for the PowerPoint or overhead transparency presentation.

Activities

Activity 1
(5 minutes)
Review the session objectives (Overhead Transparency 3.1).

Activity 2
(5 minutes)
Distribute Handout 3.1: "Treaty and customary law quiz". Give participants two minutes to complete the quiz individually. They do not need to share their answers at this point. For the answer key, see Activity 4.

Individual work

Please note if true or false:

1. International organizations can also be subjects under international law.

True
False
 
2. Declarations adopted by the General Assembly of the UN are treaties.
True
False
 
3. It is not necessary for states to ratify an international treaty to become legally binding on those states.
True
False
 
4. There are two elements to international customary law, namely practice and opinio juris.
True
False
 
5. Reservations can be filed anytime.
True
False
 
6. Reservations normally cover the objective and purpose of the treaty.
True
False
 

 

Activity 3
(20 minutes)
If you have sound knowledge of treaty and customary law, you can make a presentation using Overhead Transparencies 3.2 to 3.17. Or, you can distribute Reading 3.1: "The basics of treaty and customary law" and allow participants 10 to 15 minutes for silent reading. If you make a presentation, be sure to cover the following:

The basics of treaty and customary law

States as the main actors in international law

International law is that body of law, which regulates the legal relationships between states. Such law can regulate all types of dealings between states: trade, environmental issues, human rights, and so on. International organizations, too, can sometimes be subjects under international law. The law is drawn from a number of sources, according to Article 38 of the Statute of the International Court of Justice (the International Court of Justice is based in the Hague). The most important areas are international conventions and international custom.

(Overhead Transparency 3.3)

International conventions

As an example of international conventions, also referred to as treaties, we can mention the United Nations Charter adopted in 1945, one of the most fundamental and important international instruments. Other examples are the Covenant on Civil and Political Rights and the Covenant on Economic, Social and Cultural Rights. These two latter instruments were adopted in 1966. The 1989 Convention on the Rights of the Child and the 1979 Convention on the Elimination of All Forms of Discrimination Against Women are two additional instruments that are particularly important in the context or realizing the rights of women and children.

Treaties normally contain a number of articles specifying the scope of the treaty, mechanisms for solving disputes, and entry into force. However, resolutions adopted by the General Assembly of the UN are not treaties and are not legally binding. They are guiding tools for states and sort of recommendations on how to act in certain situations. There are some examples, however, where resolutions, or at least part of them, have formed international customary law. An example of this is the Universal Declaration on Human Rights.

(Overhead Transparency 3.4)

Ratification

A treaty does not enter into force between states until it has been first signed, and then ratified by the states concerned. The procedure for ratification will vary depending on the internal procedures of the state concerned. In some countries ratification is done through a piece of legislations, while in others it can be done as an administrative decision. Normally, a certain number of ratifications are required before the treaty will enter into force, that is, becomes legally binding on the international signatories. Sometimes when states do not sign the treaty first but become full parties immediately, the word accede is used instead of ratification.

(Overhead Transparency 3.5)

International custom

International custom is useful in that a state does not have to sign onto it in order to be bound by it. There are two elements for international custom to emerge, namely practice and so called opinio juris. Opinio juris means that states are acting in a certain manner because it is their legal obligation to do so. One may find proof of international customary law by demonstrating that a certain practice is taking place and that the states who are engaged in that practice are doing so because they feel legally compelled to do so. Not all states have to be engaged in that practice to give a norm the force of customary law. If customary law exists, then it is binding upon states without them having to sign onto it. For example, many scholars claim that the principle of non-refoulement, i.e. not returning a refugee to the country where s/he is likely to be persecuted, has gained the force of customary law. Accordingly, a state would not even have to be a party to the 1951 Convention relating to the Status of Refugees for that particular provision to apply.

(Overhead Transparency 3.6)

Reservations

Article 2(1(d)) of the Vienna Convention on the Law of Treaties defines 'reservation' as "a unilateral statement, however phrased or named, made by a State, when signing, ratifying, accepting, approving or acceding to a treaty, whereby it purports to exclude or to modify the legal effect of certain provisions of the treaty in their application to that State". Normally, a reservation can be filed if not prohibited by the treaty, but it must not be incompatible with the object and purpose of the treaty. Another state may object to the reservation, but "an objection by another contracting State to a reservation does not preclude the entry into force of the treaty as between the objecting and reserving States unless a contrary intention is definitely expressed by the objecting State". A reservation is considered to be accepted if no objection is raised.

For example, some Islamic countries have made reservations to the Convention on the Rights of the Child, saying that in case of conflict with the Shari’a, the law of the Shari’a must rule. A number of countries have raised objections against these reservations, saying that they are incompatible with the object and purpose of the treaty.

Most treaties allow for states to make reservations on specific articles. An important aspect as far as reservations to human rights provisions are concerned, is to define a strategy on how to make states withdraw their reservations. This is important because reservations normally limit the right(s) enshrined in a particular provision. Sometimes states are not even aware of the impact that a certain reservation may have. An argument that can be used in the advocacy work to have reservations withdrawn, is the fact that the Committee on the Rights of the Child time and time again has asked states to withdraw their reservations. In addition, for the human rights advocate, it is important to note that the reservations can be used to indicate and understand what the actual problems in a given situation are.

(Overhead Transparencies 3.7 to 3.10)

Activity 4
(5 minutes)
Uncover the flipchart sheet with the six questions from the "Treaty and customary law quiz". Ask the plenary to answer the questions "true" or "false" quickly; mark their answers on the flipchart. Have them elaborate on their answers and provide clarifications, if necessary.

Have participants compare their answers on Handout 3.1 with the marked flipchart. Ask how many people had answered all questions correctly at the beginning of the session.

Answer key

1. True; 2. False; 3. False (with the one exception that if the provisions are part of customary law, they will be binding on states without ratification; 4. True; 5. False; 6. False.

Hand out copies of Reading 3.1 if you have not done so yet.

Activity 5
(10 minutes)
Distribute Reading 3.2: "The Charter of the United Nations". Give participants five minutes to read Article 2, 39, 40, 41 and 51 of the Charter. Tell the participants that you will be referring to the Charter throughout this session, and particular those articles, which they have just read. Then distribute Readings 3.3. to 3.5. and explain that these are Security Council resolutions that you will be referring to in your presentation. In your presentation, make sure that the following points are covered:

The use of force in international law

The use of force in international law is a debated issue. The options can be categorized as follows:

  • Individual and collective self-defence
  • Intervention by the Security Council
  • Humanitarian intervention

(Transparency 3.11)

Individual or collective self-defence

Begin the presentation on individual and collective self-defence by referring to Article 51 of the UN Charter, and ask the participants to read that Article again carefully. The right to self-defence is made somewhat more limited by the fact that it requires "an armed attack" to occur before a state is able to take such action. It is noteworthy that the Charter in Article 51 uses "armed attack", which makes it explicitly exclude other types of "force", which is the language used in Article 2(4).

(Overhead Transparency 3.12)

Refer to Reading 3.3 "Security Council Resolution 678 on the situation in Kuwait/Iraq" and explain to the participants that this would have been a typical situation of where self-defence, both individual and collective, would have been a lawful course of action even without this resolution. The bridge the discussion to make the following presentation on interventions made by the Security Council.

Intervention by the Security Council

The only situation in which the use of force will be taken on a clearly lawful basis, is in connection with a Security Council decision under Chapter VII. You may still have arguments about how the Council has taken the decision, in particular with regard to questions of the basis of the Security Council’s authority, the scope of that authority, and how long that authority lasts. Once the decision is taken, the intervention under United Nations flag is nevertheless lawful. In all other situations the legal basis for use of force can be debated. With regard to decisions taken by the Security Council it is important to note that:

  • In addition to treaties and customary law, the Security Council of the United Nations may take decisions that are legally binding on member states.

  • Under Chapter VII of the UN Charter, the Security Council may take action with respect to threats to the peace, breaches of the peace, and acts of aggression.

  • Article 41 authorizes it to decide on economic and diplomatic sanctions, and Article 42 on military actions to restore peace. Humanitarian aspects, for example refugee flows, have been seen as a threat to peace.

Refer to Article 2(7) of the Charter. Point out that this article prohibits the UN from intervening in domestic affairs. However, it expressly provides that this article does not limit the Security Council from action under Chapter VII. On several occasions the Security Council has determined that certain gross violations of human rights threatened international peace and security and decided on, recommended, or authorized economic sanctions or military measures.

Explain that the Security Council has taken part in strengthening the position of a right to humanitarian assistance in international law. Standards on humanitarian assistance and access may also be included in peace agreements. The UN Security Council has repeatedly stressed the importance it attaches to "unhindered access by international organizations to all those in need of assistance" and to "unimpeded access for humanitarian assistance to the civilian population in need". It is therefore important to follow the political discussions to ascertain that one makes use of such legal tools as Security Council resolutions. If adopted under Chapter VII, Security Council resolutions are legally binding on all member states of the UN.

(Overhead Transparencies 3.13 and 3.14)

Refer to Reading 3.4 and point out the language the Security Council uses in taking a decision under Chapter VII. Also point out the language which refers to the issue of access as you have just described it in the presentation. Allow some time for discussion.

Article 41 of the United Nations Charter Chapter VII provides for economic and other kinds of non military measures for maintaining or restoring international peace and security, without using the term sanctions to designate such measures. These measures are coercive and binding upon all member states of the United Nations. Economic sanctions can be followed by military sanctions as provided for in Article 42 of the Charter. Since the end of the Cold War, sanctions have become more common and have been imposed in a number of situations. The problem with sanctions is, of course, that they also have impacts on human rights.

As mentioned above, sanctions are legal in the sense that they are imposed in response to a threat to international peace and security and are supported by an international treaty, the UN Charter. However, sanctions have a serious impact on the enjoyment of human rights, and in particular children become vulnerable in such situations. This is because certain items that are necessary for the child’s survival and development could at the same time be used for military purposes. One example would be the use of chlorine in order to purify drinking water, which is essential to the child’s health, but at the same time the soldiers also need clean water to stay healthy. Human rights obligations continue to be valid also in situations where sanctions are in place. As the Committee on Economic, Social and Cultural Rights noted in its General Comment 8 on economic sanctions and their impacts on the rights in the Covenant, it becomes all the more important for states to use to the maximum extent possible their resources to fulfil their obligations under the Covenant on Economic, Social and Cultural Rights, and to monitor whether the state has taken all measures to ensure that the rights in relevant human rights treaties are being implemented.

Normally, when imposing sanctions on a certain country, the Security Council also provides humanitarian exemptions. The question then is, whether these exemptions are sufficient to maintain the fulfillment of the vulnerable population’s economic and social rights, at least at the pre-sanction level (i.e. to prevent a deterioration or violation) and whether the sanctions are "smart" in the sense that they target the government so as to produce change instead of unduly punishing the civilian population.

Therefore, in our advocacy work we need to be part of the process in which decisions about sanctions are being taken, in order for the needs of the children to be taken into account.

(Overhead Transparency 3.15 and 3.16)

In discussing the impact of Chapter VII decisions on international aid agencies, it is important to remember Article 48 (2) of the UN Charter, which states that "[s]uch decisions shall be carried out by the Members of the United Nations directly and through their action in the appropriate international agencies of which they are members."

Humanitarian intervention

Humanitarian intervention is not explicitly dealt with in the UN Charter, although the right to self-determination is explicit in Article 1(2). Humanitarian access should not be confused with humanitarian intervention. Humanitarian intervention relies on the use of force, economic or military, by one or several states. The term has been used in operations where a state or several states have intervened on the territory of another state because of gross violations of human rights, to set free hostages, or for the purpose of delivering humanitarian aid.

Scholars were arguing a right to intervene for humanitarian purposes mainly before the end of the Cold War, when many situations were politically loaded and it was impossible to reach consensus in the Security Council on action under Chapter VII. Humanitarian intervention was discussed as a right, not a duty. By saying this, states meant that if they felt compelled to intervene with humanitarian action, they had a right to do so, but they did not have a duty to do so in case they were not interested. Mostly arguments were based on Article 2(4) of the UN Charter, saying that humanitarian intervention was part of the self-defense of the country concerned, and that either explicit approval had been received from the authorities, or silent acquiescence. In that sense there was no violation of Article 2(4), as humanitarian intervention was not action against "territorial integrity or political independence of any state". Article 51 is also commonly used as part of an argument for humanitarian intervention, stating that the intervention is action taking in self-defense on behalf of the people. It is evident that the arguments were highly questionable, and that many interventions have been and are carried out of pure political self-interest.

(Overhead Transparency 3.17)

Activity 6
(20 minutes)
Distribute Reading 3.5 "Security Council Resolution on Somalia". Ask participants to read the resolution, and then put the following questions to the group on a flipchart: What is the basis for Security Council authority? Did it matter that Somalia did not have a government? What is the threat to peace or breach or breach of peace in Somalia? Does the Security Council always have to determine a threat to international peace and security?

The answers can be debated in groups before reporting to plenary.

Activity 7
(5 minutes)
Wrap up the session referring back to the session objectives (Overhead Transparency 3.1).